Templum Markets, LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Our plan considers a number of scenarios including disruption to a single building, or a city-wide or regional business disruption. Many of our functions and systems are dependent upon the companies we do business with. The companies have indicated that in the event of a significant business disruption, it may relocate technology and operational personnel to pre-assigned alternate regional facilities and switch technology data processing to an alternate regional data center. Their redundant data centers and alternate processing facilities will help minimize interruptions to our services.
If after a significant business disruption you cannot contact us as you usually do at email@example.com, you should call our cellular phone numbers.
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact and regulatory reporting if we are unable to continue our business. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption; our objective is to restore our operations and be able to complete existing transactions and accept new transactions within a reasonable time period.
Significant business disruptions can vary in their scope, such as only our firm, a single building or unit housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within a few hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within a day. In either situation, we plan to continue in business, transfer operations to our clearing firm if necessary, and notify you through our email system, how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.
If you have questions about our business continuity planning or would like a copy of the complete Business Continuity Plan for Templum Markets LLC, please contact us directly at firstname.lastname@example.org.
Last Modified June 4th 2018
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None of the information displayed on or downloadable from, nor any of the applications and services available via the Templum website represent an offer to buy or sell, or the solicitation of an offer to buy or sell any security, nor does it constitute an offer to provide investment advice or service.
Investing in private, unregistered securities is speculative and involves a high degree of risk. You must be prepared to withstand a total loss of your investment. You are strongly encouraged to complete your own independent due diligence before investing in private, unregistered securities, including obtaining additional information, opinions, financial projections, and legal or other investment advice.
Investments in private, unregistered securities, including private funds and other private placement offerings, are not for everyone and entail risks that differ from more traditional investments. When considering such investments, you should consider the fact that some products may utilize leverage and other speculative investment practices that may increase the risk of investment loss and be illiquid, are not required to provide periodic disclosures, pricing or valuation information to investors, may involve complex tax structures, and are not subject to the same regulatory requirements as publicly registered securities.
Investing in private, unregistered securities is not suitable for all investors. An investment in private, unregistered securities is highly speculative and involves a high degree of risk and should only be considered as a long-term investment. Private, unregistered securities are also highly illiquid and there is no guarantee that a market will develop for such securities, including on the Templum Markets’, LLC Alternative Trading System. Accordingly, investing in private, unregistered securities is appropriate only for those investors who can tolerate a high degree of risk and do not require a liquid investment.
Templum Markets, LLC is not: (a) a registered exchange under the Securities Exchange Act of 1934; (b) a registered investment advisor under the Investment Advisers Act of 1940; or (c) a financial or tax planner, and does not offer legal, financial, investment or tax advice to any user of Templum’s website. The info provided on this site or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Templum or its affiliates to any registration requirement within such jurisdiction or country.
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Templum is under no any obligation to update or correct any information provided on this website. Statements and opinions are subject to change without notice. No content on this website is intended to provide tax or legal advice. You are advised to seek advice on these matters from separately retained professionals.
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